Katie Western, financial advisor East Lansing MI

Katie Western

CRD Number: 5910024
Current Firm: Charles Schwab & Company, Inc.

Katie Western (CRD# 5910024) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in East Lansing, MI and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade, Inc. East Lansing, MI Jan 2023 - Current 1
Td Ameritrade Investment Management, LLC East Lansing, MI Jan 2023 - Current 1
Charles Schwab & Company, Inc. East Lansing, MI Dec 2022 - Current 1
Charles Schwab Bank, Ssb East Lansing, MI Dec 2022 - Current 1
Hall & Romkema Financial Services, LLC Lansing, MI Jul 2008 - Dec 2022 14
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2013
Contact Info for Katie P. Western
Phone Number: 415-667-7000
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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