
Steven Cross (CRD# 1785567) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in East Lansing, MI and has over 30 years of experience in the finance industry.
CRD# 4203639
Edward Jones
Score
100

CRD# 3187127
Commonwealth Financial Network
Score
98

CRD# 5910417
Ryzome Investment Advisors
Score
98
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America, N.a. | E Lansing, MI | Jul 2013 - Current | 4 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | East Lansing, MI | May 2013 - Current | 4 |
Morgan Stanley Smith Barney | East Lansing, MI | Jun 2009 - May 2013 | 3 |
Citigroup Global Markets Inc. | East Lansing, MI | Aug 1993 - May 2013 | 19 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 1988 |
S66 | NASAA Uniform Combined State Law Examination | Aug 2010 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Customer Dispute
- Regulatory Event
- MI
- TX
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Total Assets Under Management639,574MILLIONS
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Total Number of Accounts1,831,494ACCOUNTS
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Average Account Value$349,209
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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