James Brorby, financial advisor East Moline IL
86 score

James Brorby

CRD Number: 1308723
Current Firm: Bradley Capital, LLC

James Brorby (CRD# 1308723) is an Investment Advisor Representative working at Bradley Capital, LLC in East Moline, IL and has over 26 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Rock Island County Sheriff's Department East Moline, IL Jan 2016 - Current < 1
Bradley Capital, LLC East Moline, IL Dec 2015 - Current 1
Quad City Floral, LLC East Moline, IL Aug 2005 - Current 11
Independent Insurance Agent East Moline, IL Jan 1985 - Current 31
Steele Capital Management, Inc. Dubuque, IA Jun 2015 - Nov 2015 < 1
Northwestern Mutual Investment Services, LLC Davenport, IA Oct 2002 - Jun 2015 12
Northwestern Mutual Investment Services, LLC Davenport, IA Jan 1985 - Jun 2015 30
Northwestern Mutual Life Milwaukee, WI Nov 1978 - May 2015 36
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1990
S65 NASAA Investment Advisors Law Examination Dec 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James P. Brorby
Phone Number: 309-269-1373
Registered State(s):
  • IL
Current Firm Details
Bradley Capital, LLC
Firm's CRD Number: 282198
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

IL

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BADGES
86

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