Richard FriedmanCRD Number: 1004078
Current Firm: Comprehensive Financial Planning Inc.
Richard Friedman (CRD# 1004078) is an Investment Advisor Representative working at Comprehensive Financial Planning Inc. in East Petersburg, PA and has over 33 years of experience in the finance industry.
Thrivent Investment Management Inc.
Northwestern Mutual Investment Services,llc
Kaufman Advisory Services, Inc.
|Mml Investors Services||Lancaster, PA||Jan 2016 - Current||1|
|Massmutual||Lancaster, PA||Dec 2015 - Current||1|
|Fsc Securities Corporation||East Petersburg, PA||May 2008 - Dec 2015||7|
|Comprehensive Financial Planning, Inc.||East Petersburg, PA||May 2008 - Sep 2015||7|
|Northeast Financial Group, Inc.||Tannersville, PA||Apr 2005 - May 2008||3|
|Axa Advisors, LLC||New York, NY||Jul 1999 - May 2008||8|
|Eq Financial Consultants, Inc.||Lancaster, PA||Jul 1981 - May 2008||26|
|The Equitable Life Assurance Society Of The United States||Lancaster, PA||Jul 1981 - May 2008||26|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1983|
|S65||NASAA Investment Advisors Law Examination||Sep 1997|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management189MILLIONS
Total Number of Accounts282ACCOUNTS
Average Account Value$670,836
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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