Richard Friedman, financial advisor East Petersburg PA
83 score

Richard Friedman

CRD Number: 1004078
Current Firm: Comprehensive Financial Planning Inc.

Richard Friedman (CRD# 1004078) is an Investment Advisor Representative working at Comprehensive Financial Planning Inc. in East Petersburg, PA and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services Lancaster, PA Jan 2016 - Current 2
Massmutual Lancaster, PA Dec 2015 - Current 2
Fsc Securities Corporation East Petersburg, PA May 2008 - Dec 2015 7
Comprehensive Financial Planning, Inc. East Petersburg, PA May 2008 - Sep 2015 7
Northeast Financial Group, Inc. Tannersville, PA Apr 2005 - May 2008 3
Axa Advisors, LLC New York, NY Jul 1999 - May 2008 8
Eq Financial Consultants, Inc. Lancaster, PA Jul 1981 - May 2008 26
The Equitable Life Assurance Society Of The United States Lancaster, PA Jul 1981 - May 2008 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1983
S65 NASAA Investment Advisors Law Examination Sep 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Richard A. Friedman
Phone Number: 717-569-6667
Firm Website:
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States


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