Luis Obando (CRD# 6191167) is an Investment Advisor Representative working at Mml Investors Services, LLC in East Providence, RI and has over 10 years of experience in the finance industry.
CRD# 4318531
Integrated Wealth Concepts LLC
CRD# 4030542
Ameriprise Financial Services, LLC
CRD# 6230536
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mml Investors Services, LLC | East Providence, RI | Mar 2017 - Current | 7 |
| Massachusetts Mutual Life Insurance Company | East Providence, RI | Jul 2016 - Current | 7 |
| Msi Financial Services, Inc. | East Providence, RI | Feb 2016 - Mar 2017 | 1 |
| New York Life Insurance Co | Providence, RI | May 2013 - Aug 2016 | 3 |
| Nylife Securities LLC | Providence, RI | May 2013 - Aug 2016 | 3 |
| Us Air Natl Guard | North Kingstown, RI | Jan 2009 - Feb 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2014 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2020 |
- RI
- TX
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Total Assets Under Management72,828MILLIONS
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Total Number of Accounts351,645ACCOUNTS
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Average Account Value$207,106
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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