Luis Obando, financial advisor East Providence RI

Luis Obando

CRD Number: 6191167
Current Firm: Mml Investors Services, LLC

Luis Obando (CRD# 6191167) is an Investment Advisor Representative working at Mml Investors Services, LLC in East Providence, RI and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, LLC East Providence, RI Mar 2017 - Current 3
Massachusetts Mutual Life Insurance Company East Providence, RI Jul 2016 - Current 4
Msi Financial Services, Inc. East Providence, RI Feb 2016 - Mar 2017 1
New York Life Insurance Co Providence, RI May 2013 - Aug 2016 3
Nylife Securities LLC Providence, RI May 2013 - Aug 2016 3
Us Air Natl Guard North Kingstown, RI Jan 2009 - Feb 2016 7
Citizens Bank Cranston, RI Apr 2008 - May 2013 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2014
S66 NASAA Uniform Combined State Law Examination Jun 2020
Contact Info for Luis G. Obando
Phone Number: (413)737-8400
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    39,563
    MILLIONS
  • Total Number of Accounts
    206,878
    ACCOUNTS
  • Average Account Value
    $191,239
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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