William Ruland, financial advisor Levittown NY

William Ruland

CRD Number: 6597574
Current Firm: Lpl Financial LLC

William Ruland (CRD# 6597574) is an Investment Advisor Representative working at Lpl Financial LLC in Levittown, NY and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC Oceanside, NY Mar 2016 - Current 8
Sterling National Bank (formerly: Astoria Bank) Oceanside, NY Mar 2016 - Current 8
Financial Resource Group Charlotte, NC Jan 2016 - Current 8
Astoria Bank Williston Park, NY Jun 2015 - Dec 2015 < 1
Stony Brook University Stony Brook, NY Sep 2011 - Jun 2015 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2016
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for William A. Ruland
Phone Number: 704-733-3300
Registered State(s):
  • NJ
  • NY
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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