Richard Urciuoli, financial advisor E. Syracuse NY

Richard Urciuoli

CRD Number: 1239283
Current Firm: Summit Planning Group, Inc.

Richard Urciuoli (CRD# 1239283) is an Investment Advisor Representative working at Summit Planning Group, Inc. in E. Syracuse, NY and has over 39 years of experience in the finance industry.

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Company Name Location Dates Years
Summit Planning Group, Inc. East Syracuse, NY Jun 2020 - Current 3
Summit Planning Group, Inc. Syracuse, NY Sep 1986 - Current 37
Lpl Financial, Llc (formerly: Linsco/private Ledger Corp.) East Syracuse, NY Dec 1989 - Jun 2020 30
Lpl Financial San Diego, CA Dec 1989 - Jun 2020 30
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Richard J. Urciuoli
Phone Number: 315-425-0344
Registered State(s):
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    101
    MILLIONS
  • Total Number of Accounts
    474
    ACCOUNTS
  • Average Account Value
    $213,983
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

FL, NH, NY, TX

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