Brian Davis, financial advisor East Windsor CT
93 score

Brian Davis

CRD Number: 5560866
Current Firm: Lpl Financial LLC

Brian Davis (CRD# 5560866) is an Investment Advisor Representative working at Lpl Financial LLC in East Windsor, CT and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Canton, CT Oct 2011 - Current 5
Webster Investment Services Wethersfield, CT May 2007 - Current 9
Uvest Financial Services Group, Inc. Charlotte, NC Jul 2008 - Oct 2011 3
Student Storrs, CT Jan 1998 - May 2008 10
Espn Bristol, CT Nov 2005 - Jan 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2008
S65 NASAA Investment Advisors Law Examination Nov 2008
Contact Info for Brian T. Davis
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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