Stephen Landa (CRD# 2172148) is an Investment Advisor Representative working at Mighty Oak Management LLC in Easton, CT and has over 32 years of experience in the finance industry.
CRD# 2726777
Springboard Asset Management LLC
CRD# 4297910
Milestone Asset Management Group, LLC
CRD# 2756063
Advice And Planning Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Startech | Easton, CT | May 2014 - Current | 9 |
| Mighty Oak Management LLC | Stamford, CT | Mar 2005 - Current | 19 |
| Invest Financial Corp. | Stamford, CT | Mar 2005 - Aug 2015 | 10 |
| Startech Environmental | Wilton, CT | May 2004 - May 2014 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1991 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
- MA
- NM
- NY
- TX
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Total Assets Under Management12MILLIONS
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Total Number of Accounts60ACCOUNTS
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Average Account Value$200,000
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
CT, GA, MA, NM, NY, TX
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