James McCleery, financial advisor Easton MD

James McCleery

CRD Number: 6705810
Current Firm: Charles Schwab & Company, Inc.

James McCleery (CRD# 6705810) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Easton, MD and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Easton, MD Sep 2016 - Current 5
West Virginia University Morgantown, WV Aug 2013 - Aug 2016 3
Boston Beanery Morgantown, WV May 2013 - May 2015 2
Alderson-broaddus University Phillipi, WV May 2012 - May 2013 1
The Linsly School Wheeling, WV May 2005 - May 2012 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2018
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James C. McCleery
Phone Number: 415-667-7000
Registered State(s):
  • MD
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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