Richard Moffett, financial advisor Easton MD
90 score

Richard Moffett

CRD Number: 6047411
Current Firm: Pnc Investments

Richard Moffett (CRD# 6047411) is an Investment Advisor Representative working at Pnc Investments in Easton, MD and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Pnc Investments LLC Easton, MD Jul 2015 - Current 1
Pnc Bank Pittsburgh, PA May 2013 - Current 3
Pnc Investments Pittsburgh, PA May 2013 - Jul 2015 2
Bank Of America, N.a. Ocean City, MD Dec 2012 - May 2013 < 1
Merrill Lynch, Pierce, Fenner And Smith Incorporated Ocean City, MD May 2012 - May 2013 1
Creative Wealth Management Ocean City, MD Feb 2012 - Apr 2012 < 1
Salisbury University Salisbury, MD Dec 2011 - Feb 2012 < 1
Merrill Lynch Ocean City, MD Sep 2011 - Dec 2011 < 1
Salisbury University Salisbury, MD Aug 2011 - Sep 2011 < 1
Bausum And Duckett Salisbury, MD May 2011 - Aug 2011 < 1
Salisbury University Salisbury, MD Aug 2010 - May 2011 < 1
Maryland Presbyterian Home Towson, MD Jun 2010 - Aug 2010 < 1
Salisbury University Salisbury, MD Aug 2008 - Jun 2010 1
Hereford High School Hereford, MD Sep 2005 - Aug 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2012
Contact Info for Richard Moffett
Phone Number: 800-762-6111
Firm Website: http://www.pnc.com
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    11,195
    MILLIONS
  • Total Number of Accounts
    78,826
    ACCOUNTS
  • Average Account Value
    $142,023
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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