James Matol, financial advisor Easton PA
93 score

James Matol

CRD Number: 1094701
Current Firm: Advice And Planning Services

James Matol (CRD# 1094701) is an Investment Advisor Representative working at Advice And Planning Services in Easton, PA and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Tiaa-cref Individual & Institutional Services, LLC New York, NY Dec 2011 - Current 5
Tiaa New York, NY Dec 2011 - Current 5
Ubs Financial Services Inc. Weehawken, NJ May 2004 - Dec 2011 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1987
S66 NASAA Uniform Combined State Law Examination Jun 2000
Contact Info for James E. Matol
Phone Number: 212-490-9000
Firm Website: http://www.tiaa.org
Registered State(s):
  • NJ
  • PA
By the Numbers
  • Total Assets Under Management
    16,792
    MILLIONS
  • Total Number of Accounts
    45,960
    ACCOUNTS
  • Average Account Value
    $365,356
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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