Keith Hawk, financial advisor Easton PA
73 score

Keith Hawk

CRD Number: 3069413
Current Firm: Royal Fund Management, LLC

Keith Hawk (CRD# 3069413) is an Investment Advisor Representative working at Royal Fund Management, LLC in Easton, PA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Royal Fund Management, LLC Easton, PA May 2013 - Current 3
College Funding Solutions Branchburg, NJ Oct 2000 - Current 16
American Elite Retirement West Des Moines, IA Dec 2011 - May 2013 1
Premier College Funding Flemington, NJ Aug 2009 - Mar 2010 < 1
Flagship Mortgage Bethlemem, PA Jan 2007 - Dec 2009 2
American General Easton, PA May 2006 - Apr 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1998
S65 NASAA Investment Advisors Law Examination Dec 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Keith B. Hawk
Phone Number: 352-750-1637
Registered State(s):
  • NJ
  • PA
By the Numbers
  • Total Assets Under Management
    214
    MILLIONS
  • Total Number of Accounts
    2,981
    ACCOUNTS
  • Average Account Value
    $71,682
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AR, AZ, CA, CO, CT, DC, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NY, OH, OK, PA, SC, TN, TX, VA, WA, WI, WV

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BADGES
73

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