Carolyn Woody, financial advisor Eatontown NJ
83 score

Carolyn Woody

CRD Number: 4534561
Current Firm: Woodbury Financial Services, Inc.

Carolyn Woody (CRD# 4534561) is an Investment Advisor Representative working at Woodbury Financial Services, Inc. in Eatontown, NJ and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Woodbury Financial Services, Inc. Tinton Falls, NJ Aug 2010 - Current 6
Unemployed Tinton Falls, NJ Jan 2010 - Aug 2010 < 1
Nylife Securities LLC Edison, NJ Apr 2009 - Dec 2009 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Manasquan, NJ Dec 2007 - Jan 2009 1
Axa Advisors, LLC Woodbridge, NJ Apr 2002 - Dec 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2003
S65 NASAA Investment Advisors Law Examination Apr 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Carolyn V. Woody
Phone Number: 800-800-2638
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    2,697
    MILLIONS
  • Total Number of Accounts
    14,956
    ACCOUNTS
  • Average Account Value
    $180,319
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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