Guy Paredes, financial advisor Eatontown NJ
93 score

Guy Paredes

CRD Number: 1341194
Current Firm: Cetera Advisors LLC

Guy Paredes (CRD# 1341194) is an Investment Advisor Representative working at Cetera Advisors LLC in Eatontown, NJ and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Rockdale Financial Services Inc. Eatontown, NJ Jan 2014 - Current 2
Cetera Advisors LLC Denver, CO Jan 2013 - Current 3
Rockdale Financial Services Inc. Eatontown, NJ Jan 2010 - Jan 2014 4
Multi-financial Securities Corporation Denver, CO Feb 2008 - Dec 2012 4
Royal Alliance Associates, Inc. Shrewsbury, NJ Apr 2001 - Feb 2008 6
Atlantic Horizon Financial Services Shrewsbury, NJ Sep 2000 - Feb 2008 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1993
S65 NASAA Investment Advisors Law Examination Jan 2006
Contact Info for Guy A. Paredes
Phone Number: 800-929-3485
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    9,424
    MILLIONS
  • Total Number of Accounts
    47,356
    ACCOUNTS
  • Average Account Value
    $199,001
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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