Shaun Westphal, financial advisor Eden Prairie MN
90 score

Shaun Westphal

CRD Number: 5970535
Current Firm: Northwestern Mutual Investment Services,llc

Shaun Westphal (CRD# 5970535) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Eden Prairie, MN and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Aug 2013 - Current 3
Katherine Forrester Wirth Eden Prairie, MN Sep 2011 - Current 5
Northwestern Mutual Investment Services, LLC Eden Prairie, MN Sep 2011 - Current 5
Katherine Forrester Wirth Eden Prairie, MN Jul 2011 - Aug 2011 < 1
Transport Usa, LLC Minnetonka, MN Jul 2002 - Aug 2011 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2011
Contact Info for Shaun N. Westphal
Phone Number: 866-664-7737
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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