Stefan Smith (CRD# 5530931) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Edina, MN and has over 15 years of experience in the finance industry.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 4618120
Thrivent Advisor Network, LLC
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Mar 2019 - Current | 5 |
| Michael Smith | Rochester, MN | Jan 2019 - Current | 5 |
| Northwestern Mutual Investment Services, LLC | Edina, MN | Jun 2015 - Current | 8 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jan 2016 - Dec 2018 | 2 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | May 2008 - Dec 2018 | 10 |
| Northwestern Mutual Investment Services, LLC | Edina, MN | Jun 2015 - Mar 2016 | < 1 |
| Northwestern Mutual Investment Services, LLC | Hudson, WI | Oct 2013 - May 2015 | 1 |
| Northwestern Mutual Investment Services, LLC | Hudson, WI | Jan 2013 - May 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2008 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2013 |
- MN
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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