Carlos Noriega, financial advisor Edison NJ
96 score

Carlos Noriega

CRD Number: 3091070
Current Firm: Foresters Advisory Services, LLC

Carlos Noriega (CRD# 3091070) is an Investment Advisor Representative working at Foresters Advisory Services, LLC in Edison, NJ and has over 18 years of experience in the finance industry. Carlos Noriega has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Danna Jacobs, financial advisor Edison NJ
Danna Jacobs
CRD# 5366446
Legacy Care Wealth, LLC
Score
107
Similar Advisors
Gary Matthews, financial advisor Edison NJ
Gary R. Matthews
CRD# 4276969
SRI Investing
Score
107
Similar Advisors
Michael Cocco, financial advisor Edison NJ
Michael S. Cocco
CRD# 4936830
Axa Advisors, LLC
Score
106
Professional Designations
Company Name Location Dates Years
Foresters Financial Services, Inc. Edison, NJ Mar 2013 - Current 3
Foresters Advisory Services, LLC Edison, NJ Aug 2012 - Current 4
First Investors Corporation Edison, NJ Jan 2012 - Mar 2013 1
The Prudential Insurance Company Of America Newark, NJ Jan 2011 - Jan 2012 1
Prudential Investment Management Services LLC Newark, NJ Jan 2011 - Jan 2012 1
Summitalliance Securities Dallas, TX Mar 2010 - Dec 2010 < 1
Hsw Distributors Addison, TX Oct 2009 - Dec 2010 1
Axa Advisors,llc New York, NY Apr 2008 - Oct 2009 1
Axa Distributors, LLC New York, NY Jan 2005 - Apr 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S65 NASAA Investment Advisors Law Examination Feb 2009
Contact Info for Carlos M. Noriega
Phone Number: 212-858-8000
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    996
    MILLIONS
  • Total Number of Accounts
    5,500
    ACCOUNTS
  • Average Account Value
    $181,082
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Carlos Noriega and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.