John Broyles, financial advisor Carlsbad CA

John Broyles

CRD Number: 5870481
Current Firm: Oneamerica Securities, Inc.

John Broyles (CRD# 5870481) is an Investment Advisor Representative working at Oneamerica Securities, Inc. in Carlsbad, CA and has over 12 years of experience in the finance industry. John Broyles has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
American United Life Carlsbad, CA Feb 2017 - Current 7
Oneamerica Securities Carlsbad, CA Feb 2017 - Current 7
Van Hulzen Asset Management El Dorado Hills, CA Apr 2014 - Feb 2017 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2011
Contact Info for John W. Broyles
Phone Number: 877-285-3863
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    158
    MILLIONS
  • Total Number of Accounts
    1,970
    ACCOUNTS
  • Average Account Value
    $80,220
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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