Kaosheng Lin (CRD# 2444927) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in San Gabriel, CA and has over 30 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Services LLC | St Cloud, MN | Sep 2017 - Current | 6 |
| Cetera Investment Advisers LLC | San Gabriel, CA | Sep 2017 - Current | 6 |
| Cathay Bank | San Gabriel, CA | Nov 2015 - Current | 8 |
| Lpl Financial LLC | El Monte, CA | Feb 2017 - Sep 2017 | < 1 |
| Cetera Investment Advisers LLC | El Monte, CA | Jan 2016 - Feb 2017 | 1 |
| Cetera Investment Services LLC | St Cloud, MN | Nov 2015 - Feb 2017 | 1 |
| Kyson & Co | Rosemead, CA | Sep 1994 - Oct 2015 | 21 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1994 |
| S66 | NASAA Uniform Combined State Law Examination | Jan 2016 |
- CA
- TX
-
Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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