Shu-yuan Lai, financial advisor El Monte CA

Shu-yuan Lai

CRD Number: 4559002
Current Firm: Cetera Investment Advisers LLC

Shu-yuan Lai (CRD# 4559002) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in El Monte, CA and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Services LLC St Cloud, MN Sep 2017 - Current 6
Cetera Investment Advisers LLC El Monte, CA Sep 2017 - Current 6
Cathay Bank El Monte, CA Sep 1991 - Current 32
Lpl Financial, LLC El Monte, CA Feb 2017 - Sep 2017 < 1
Cetera Investment Advisers LLC El Monte, CA Jan 2014 - Feb 2017 3
Cetera Investment Services LLC St. Cloud, MN Oct 2006 - Feb 2017 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2002
Contact Info for Shu-yuan Lai
Phone Number: 888-528-2987
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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