Adrian Dodds, financial advisor El Paso TX
83 score

Adrian Dodds

CRD Number: 3091601
Current Firm: Raymond James & Associates, Inc.

Adrian Dodds (CRD# 3091601) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in El Paso, TX and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James & Associates El Paso, TX Nov 2014 - Current 2
Ing Financial Partners El Paso, TX Dec 2009 - Nov 2014 4
Morgan Stanley Smith Barney El Paso, TX Jun 2009 - Dec 2009 < 1
Citigroup Global Markets Inc. El Paso, TX Feb 2006 - Jun 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2006
S65 NASAA Investment Advisors Law Examination Jul 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Adrian F. Dodds
Phone Number: 727-567-1000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    91,401
    MILLIONS
  • Total Number of Accounts
    317,837
    ACCOUNTS
  • Average Account Value
    $287,573
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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