David Adams (CRD# 4138711) is an Investment Advisor Representative working at Securities America Advisors, Inc. in El Paso, TX and has over 19 years of experience in the finance industry.
CRD# 5019215
Lpl Financial LLC
CRD# 6399903
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 3268054
Charles Schwab & Company, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securities America Advisors | El Paso, TX | Feb 2017 - Current | 7 |
| Securities America, Inc. | El Paso, TX | Feb 2017 - Current | 7 |
| Lpl Financial | El Paso, TX | Dec 2010 - Feb 2017 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2004 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management40,420MILLIONS
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Total Number of Accounts211,150ACCOUNTS
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Average Account Value$191,430
- A percentage of assets under your management
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- Educational seminars/workshops
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