Gale GrahamCRD Number: 815003
Current Firm: Lpl Financial LLC
Gale Graham (CRD# 815003) is an Investment Advisor Representative working at Lpl Financial LLC in El Paso, TX and has over 37 years of experience in the finance industry. Gale Graham has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Securities America Advisors, Inc.
Lpl Financial LLC
Kestra Advisory Services, LLC
|Lpl Financial LLC||El Paso, TX||Apr 2019 - Current||3|
|Graham Capital Strategies, LLC||El Paso, TX||Mar 2012 - Current||10|
|Principal Life Ins Co||El Paso, TX||Jan 2012 - Apr 2019||7|
|Princor Financial Services Corp||El Paso, TX||Jan 2012 - Apr 2019||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1985|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management404,176MILLIONS
Total Number of Accounts1,517,995ACCOUNTS
Average Account Value$266,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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