Douglas King (CRD# 1375683) is an Investment Advisor Representative working at Oakwood Capital, Inc. in Saint Louis Park, MN and has over 38 years of experience in the finance industry. Douglas King has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 4618120
Thrivent Advisor Network, LLC
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Oakwood Capital Accounting & Tax Advisors, LLC | Fort Myers, FL | Nov 2023 - Current | < 1 |
| Oakwood Capital Partners, LLC | Fort Myers, FL | Nov 2023 - Current | < 1 |
| Oakwood Capital Securities, Inc. | Minneapolis, MN | Apr 2020 - Current | 4 |
| Oakwood Capital, Inc. | Minneapolis, MN | Apr 2020 - Current | 4 |
| Oakwood Capital Insurance Solutions, LLC | Fort Myers, FL | Apr 2020 - Current | 4 |
| Oakwood Capital Securities, LLC | Fort Myers, FL | Jan 2020 - Current | 4 |
| Oakwood Capital Advisors, LLC | Fort Myers, FL | Apr 2018 - Current | 6 |
| Prosperity Capital Advisors | Westlake, OH | Apr 2017 - Jun 2020 | 3 |
| Valor Capital Management, LLC | Westlake, OH | Mar 2018 - Feb 2020 | 1 |
| C2p Capital Advisory Group, Llc Dba Prosperity Capital Advisors | Westlake, OH | Apr 2017 - Feb 2020 | 2 |
| C2p Enterprises, LLC | Westlake, OH | Apr 2017 - Feb 2020 | 2 |
| C2p Advisory Group, LLC | Westlake, OH | Apr 2017 - Feb 2020 | 2 |
| Cetera Advisor Networks LLC | El Segunda, CA | Apr 2017 - Nov 2018 | 1 |
| Cetera Advisor Networks LLC | El Segundo, CA | Jan 2013 - Mar 2017 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1985 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1995 |
- AZ
- CA
- CO
- FL
- IA
- MN
- MT
- ND
- SC
- SD
- TX
- WI
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Total Assets Under Management221MILLIONS
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Total Number of Accounts977ACCOUNTS
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Average Account Value$225,998
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, IA, MN, MT, ND, SC, SD, TX, WI
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