Kenneth McAuley, financial advisor El Segundo CA

Kenneth McAuley

CRD Number: 4253442
Current Firm: Prudential Financial Planning Services

Kenneth McAuley (CRD# 4253442) is an Investment Advisor Representative working at Prudential Financial Planning Services in El Segundo, CA and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Pruco Securities, LLC El Segundo, CA Jul 2019 - Current 1
The Prudential Insurance Company Of America El Segundo, CA Jul 2019 - Current 1
First Republic Investment Management, Inc. Los Angeles, CA Apr 2016 - Apr 2019 3
First Republic Securities Company, LLC Los Angeles, CA Apr 2016 - Apr 2019 3
Ubs Financial Services Inc. Century City, CA Oct 2011 - Apr 2016 4
Signature Resources Capital Management Irvine, CA Nov 2010 - Sep 2011 < 1
John Hancock Life Irvine, CA Aug 2000 - Sep 2011 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2000
Contact Info for Kenneth McAuley
Phone Number: 800-235-7637
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    8,719
    MILLIONS
  • Total Number of Accounts
    60,796
    ACCOUNTS
  • Average Account Value
    $143,417
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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