Lisa FarleyCRD Number: 2017968
Current Firm: City National Securities, Inc.
Lisa Farley (CRD# 2017968) is an Investment Advisor Representative working at City National Securities, Inc. in El Segundo, CA and has over 17 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|Ubs Financial Services Inc.||Los Angeles, CA||Dec 2007 - Current||10|
|Goldman Sachs||New York, NY||Jan 2000 - Dec 2007||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2000|
Total Assets Under Management668MILLIONS
Total Number of Accounts1,036ACCOUNTS
Average Account Value$645,239
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, NV, NY, TX