Matthew Richards, financial advisor El Segundo CA
93 score

Matthew Richards

CRD Number: 4481073
Current Firm: Cetera Advisor Networks LLC

Matthew Richards (CRD# 4481073) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in El Segundo, CA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Vsr Financial Services, Inc. Overland Park, KS Nov 2015 - Current 1
Girard Securities, Inc. San Diego, CA Nov 2015 - Current 1
Investors Capital Corp Lynnfield, MA Feb 2015 - Current 1
J.p. Turner & Company, LLC Atlanta, GA Feb 2015 - Current 1
Legend Equities Corporation Palm Beach Gardens, FL Feb 2015 - Current 1
First Allied Securities, Inc. San Diego, CA Feb 2015 - Current 1
Summit Brokerage Services, Inc. Boca Raton, FL Feb 2015 - Current 1
Cetera Investment Advisers LLC Schaumburg, CA Jul 2014 - Current 2
Cetera Investment Services LLC Saint Cloud, MN Jul 2014 - Current 2
Cetera Advisor Networks LLC El Segundo, CA Jul 2014 - Current 2
Cetera Financial Specialists LLC Schaumburg, IL Jul 2014 - Current 2
East West Bank Pasadena, CA Jan 2013 - Current 3
Cetera Investment Services Saint Cloud, MN Feb 2013 - Jul 2014 1
Comerica Securities, Inc. Costa Mesa, CA Sep 2011 - Dec 2012 1
Unionbanc Investment Services Orange, CA Apr 2007 - Sep 2011 4
Citicorp Investment Services San Juan Capistrano, CA Apr 2005 - Apr 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2002
S65 NASAA Investment Advisors Law Examination Aug 2005
Contact Info for Matthew M. Richards
Phone Number: 310-326-3100
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    16,791
    MILLIONS
  • Total Number of Accounts
    70,113
    ACCOUNTS
  • Average Account Value
    $239,482
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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