Puneet Chawla, financial advisor Gurugram

Puneet Chawla

CRD Number: 6096234
Current Firm: Cetera Investment Advisers LLC

Puneet Chawla (CRD# 6096234) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Gurugram, and has over 11 years of experience in the finance industry.

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Cetera Investment Advisers LLC
Company Name Location Dates Years
Cetera Investment Advisers LLC Schaumburg, IL Jun 2023 - Current < 1
Summit Brokerage Services, Inc. Boca Raton, FL Jul 2015 - Current 8
Cetera Advisor Networks LLC El Segundo, CA Feb 2014 - Current 10
Cetera Advisors LLC St Cloud, MN Feb 2014 - Current 10
Genpact Gurgaon,haryana, Jun 2012 - Current 11
Cetera Financial Specialists LLC Schaumburg, IL Jun 2012 - Current 11
First Allied Securities San Diego, CA Feb 2014 - Sep 2022 8
Girard Securities, Inc. San Diego, CA Jul 2015 - Nov 2017 2
Vsr Financial Services, Inc. Overland Park, KS Jul 2015 - Nov 2016 1
Investors Capital Corp. Lynnfield, MA Jul 2015 - Nov 2016 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2012
S66 NASAA Uniform Combined State Law Examination Dec 2021
Contact Info for Puneet Chawla
Phone Number: 888-528-2987
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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