Spencer Kelly, financial advisor El Segundo CA

Spencer Kelly

CRD Number: 4741392
Current Firm: Regatta Capital Group, LLC

Spencer Kelly (CRD# 4741392) is an Investment Advisor Representative working at Regatta Capital Group, LLC in El Segundo, CA and has over 11 years of experience in the finance industry. Regatta Capital Group provides investment management and financial planning advice to individuals, families, business owners and endowments. The firm’s dedication to providing exceptional personalized service, world-class money management, niche investment offerings and unparalleled independence differentiates Regatta from its peers.

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Company Name Location Dates Years
Regatta Capital Group El Segundo, CA Apr 2008 - Current 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2004
S66 NASAA Uniform Combined State Law Examination Dec 2006
Contact Info for Spencer S. Kelly
By the Numbers
  • Total Assets Under Management
    1,018
    MILLIONS
  • Total Number of Accounts
    3,231
    ACCOUNTS
  • Average Account Value
    $315,061
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Other
Types of Clients
Registered States

AZ, CA, CO, FL, MA, MD, NH, NJ, NV, NY, OH, OR, PA, TX, UT, WA

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