David Swanson, financial advisor Elgin IL
93 score

David Swanson

CRD Number: 4505850
Current Firm: Wells Fargo Advisors, LLC

David Swanson (CRD# 4505850) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Elgin, IL and has over 14 years of experience in the finance industry.

Similar Advisors
Allen Kutchins, financial advisor Elgin IL
Allen I. Kutchins
CRD# 4478796
Krd Financial
Score
106
Similar Advisors
Jonathan Rogers, financial advisor Elgin IL
Jonathan M. Rogers
CRD# 5307693
Forum Financial Management, LP
Score
104
Similar Advisors
Jonathan Hylton, financial advisor Elgin IL
Jonathan Hylton
CRD# 4048248
Clear Perspective Advisors, LLC
Score
103
Company Name Location Dates Years
Wells Fargo Advisors LLC Elgin, IL May 2009 - Current 7
Wachovia Securities, LLC Elgin, IL Jan 2008 - May 2009 1
A.g. Edwards Elgin, IL Feb 2002 - Jan 2008 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2002
Contact Info for David D. Swanson
Phone Number: 314-875-3000
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from David Swanson and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.