Michael Griggs, financial advisor Elkhart IN
93 score

Michael Griggs

CRD Number: 4623241
Current Firm: Guidance Investment Advisors, LLC

Michael Griggs (CRD# 4623241) is an Investment Advisor Representative working at Guidance Investment Advisors, LLC in Elkhart, IN and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Mutual Securities Camarillo, CA Apr 2011 - Current 7
Guidance Investment Advisors, LLC Elkhart, IN Apr 2011 - Current 7
Woodbury Financial Services Mishawaka, IN Oct 2007 - Apr 2011 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2003
S66 NASAA Uniform Combined State Law Examination Sep 2011
Contact Info for Michael A. Griggs
Phone Number: 574-333-2083
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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