Pramod Gupte, financial advisor Ellicott City MD
93 score

Pramod Gupte

CRD Number: 4448062
Current Firm: H.d. Vest Advisory Services, Inc.

Pramod Gupte (CRD# 4448062) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Ellicott City, MD and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Hd Vest Investment Services Ellicott City, MD Oct 2013 - Current 3
Hd Vest Advisory Services Ellicott City, MD Oct 2013 - Current 3
Asap Financial Services, LLC Ellicott City, MD Oct 1999 - Current 17
Hetrick & Associates Green Belt, MD Feb 2013 - Oct 2013 < 1
Cetera Financial Specialists LLC Schuamburg, IL Sep 2008 - Oct 2013 5
Cetera Investment Advisers LLC Schaumburg, IL Sep 2008 - Oct 2013 5
Accordia Consulting LLC Columbia, MD Jan 2008 - Jul 2010 2
Money Concepts Capital Corp Palm Beach Gardens, FL Jul 2002 - Aug 2008 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2001
S65 NASAA Investment Advisors Law Examination Oct 2002
Contact Info for Pramod M. Gupte
Phone Number: 972-870-6000
Firm Website: https://www.hdvest.com
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    9,187
    MILLIONS
  • Total Number of Accounts
    50,531
    ACCOUNTS
  • Average Account Value
    $181,805
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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