Debra Bertrand, financial advisor Elmira NY
38 score

Debra Bertrand

CRD Number: 1187249
Current Firm: Raymond James Financial Services Advisors, Inc.

Debra Bertrand (CRD# 1187249) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Elmira, NY and has over 28 years of experience in the finance industry.

Similar Advisors
Robert Ainslie, financial advisor Elmira NY
Robert H. Ainslie
CRD# 4176455
Wells Fargo Advisors, LLC
Score
101
Similar Advisors
Larry Alderson, financial advisor Elmira NY
Larry D. Alderson
CRD# 2924528
Cetera Investment Advisers LLC
Score
96
Similar Advisors
William Burns, financial advisor Elmira NY
William B. Burns
CRD# 2269169
Burns Matteson Capital Management
Score
96
Company Name Location Dates Years
Raymond James Financial Services Advisors Inc. Elmira, NY May 2013 - Current 3
Raymond James Financial Services, Inc. Elmira, NY Apr 2013 - Current 3
Guardian Wealth Management LLC Elmira, NY Apr 2013 - Current 3
Unemployed Elmira, NY Dec 2012 - Apr 2013 < 1
Wells Fargo Advisors LLC Elmira, NY Aug 2000 - Dec 2012 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1988
S65 NASAA Investment Advisors Law Examination Mar 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Debra K. Bertrand
Phone Number: 727-567-5877
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Debra Bertrand and other advisors.
BADGES
38

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.