David Jones, financial advisor Elmsford NY

David Jones

CRD Number: 6272435
Current Firm: Mml Investors Services, LLC

David Jones (CRD# 6272435) is an Investment Advisor Representative working at Mml Investors Services, LLC in Elmsford, NY and has over 5 years of experience in the finance industry. David Jones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Mml Investors Services, LLC Elmsford, NY Mar 2017 - Current 4
Massachusetts Mutual Life Insurance Company Elmsford, NY Jul 2016 - Current 5
Metlife Securities Elmsford, NY May 2016 - Mar 2017 < 1
Barnum Financial Group, An Office Of Metlife Elmsford, NY Aug 2015 - May 2016 < 1
Berskshire Bank Pittsfield, MA May 2014 - Jul 2015 1
Manhattanville College Purchase, NY Aug 2010 - May 2014 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2016
Contact Info for David C. Jones
Phone Number: (413)737-8400
Registered State(s):
  • CT
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    49,002
    MILLIONS
  • Total Number of Accounts
    252,369
    ACCOUNTS
  • Average Account Value
    $194,169
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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