David JonesCRD Number: 6272435
Current Firm: Mml Investors Services, LLC
David Jones (CRD# 6272435) is an Investment Advisor Representative working at Mml Investors Services, LLC in Elmsford, NY and has over 5 years of experience in the finance industry. David Jones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Park Avenue Securities LLC
Hightower Advisors, LLC
A.g.p / Alliance Global Partners
|Mml Investors Services, LLC||Elmsford, NY||Mar 2017 - Current||4|
|Massachusetts Mutual Life Insurance Company||Elmsford, NY||Jul 2016 - Current||5|
|Metlife Securities||Elmsford, NY||May 2016 - Mar 2017||< 1|
|Barnum Financial Group, An Office Of Metlife||Elmsford, NY||Aug 2015 - May 2016||< 1|
|Berskshire Bank||Pittsfield, MA||May 2014 - Jul 2015||1|
|Manhattanville College||Purchase, NY||Aug 2010 - May 2014||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2016|
Total Assets Under Management49,002MILLIONS
Total Number of Accounts252,369ACCOUNTS
Average Account Value$194,169
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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