Nicholas Mitchell, financial advisor Elverta CA
89 score

Nicholas Mitchell

CRD Number: 6278397
Current Firm: Hbw Advisory Services LLC

Nicholas Mitchell (CRD# 6278397) is an Investment Advisor Representative working at Hbw Advisory Services LLC in Elverta, CA and has over 2 years of experience in the finance industry.

Similar Advisors
Marshall Goins, financial advisor Elverta CA
Marshall Goins
CRD# 5332818
Clarion Advisors Inc.
Score
104
Similar Advisors
Walter McCurdy, financial advisor Elverta CA
Walter C. McCurdy
CRD# 3074595
Wells Fargo Advisors, LLC
Score
93
Similar Advisors
Peter Ashby, financial advisor Elverta CA
Peter J. Ashby
CRD# 5292327
Adams Ashby Financial Advisors
Score
103
Company Name Location Dates Years
Daycation Senior Activity Center Lincoln, CA Apr 2016 - Current < 1
Hbw Securities LLC Simi Valley, CA Jan 2015 - Current 1
Hbw Advisory Services LLC Lincoln, CA Nov 2014 - Current 2
Various Insurance Carriers For W&r Insurance Agencies Lincoln, CA Apr 2014 - Nov 2014 < 1
Waddell & Reed, Inc. Sacramento, CA Jan 2014 - Nov 2014 < 1
Unemployed Lincoln, CA Nov 2013 - Jan 2014 < 1
Jd Fencing Killdeer, ND Aug 2013 - Nov 2013 < 1
Student Lincoln, CA Aug 2001 - Aug 2013 12
Cattleac Cattle Equipment Weatherford, OK Jan 2011 - Nov 2011 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
Contact Info for Nicholas P. Mitchell
Phone Number: 800-473-3856
Registered State(s):
  • CA
  • NE
By the Numbers
  • Total Assets Under Management
    241
    MILLIONS
  • Total Number of Accounts
    3,782
    ACCOUNTS
  • Average Account Value
    $63,681
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, FL, GA, IA, ID, IL, IN, KS, KY, LA, MD, MI, MN, MO, MT, NC, ND, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI

Ready to hire a financial advisor? Get competitive proposals from Nicholas Mitchell and other advisors.
BADGES
89
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.