Christopher Phillips, financial advisor San Mataeo CA

Christopher Phillips

CRD Number: 4476818
Current Firm: Pensionmark Financial Group, LLC

Christopher Phillips (CRD# 4476818) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in San Mataeo, CA and has over 22 years of experience in the finance industry.

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Captrust
Company Name Location Dates Years
Pensionmark Securities, LLC Santa Barbara, CA Dec 2020 - Current 3
Pensionmark Financial Group, LLC Santa Barbara, CA Dec 2020 - Current 3
Principal Life Insurance Co Walnut Creek, CA Aug 2019 - Dec 2020 1
Principal Securites Walnut Creek, CA Mar 2016 - Dec 2020 4
Principal Financial Emeryville, CA Apr 2012 - Aug 2019 7
Princor Emeryville, CA Apr 2012 - Mar 2016 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2002
Contact Info for Christopher D. Phillips
Phone Number: 888-201-5488
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    26,623
    MILLIONS
  • Total Number of Accounts
    7,380
    ACCOUNTS
  • Average Account Value
    $3,607,399
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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