Daniel Wakabayashi, financial advisor Emeryville CA
93 score

Daniel Wakabayashi

CRD Number: 4436408
Current Firm: Principal Securities, Inc.

Daniel Wakabayashi (CRD# 4436408) is an Investment Advisor Representative working at Principal Securities, Inc. in Emeryville, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Principal Life Insurance Company Addison, TX Sep 2006 - Current 10
Gwfs Equities Inc. Greenwood Village, CO May 2005 - Sep 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2007
Contact Info for Daniel K. Wakabayashi
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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