Thomas Gross, financial advisor Vestavia Hills AL

Thomas Gross

CRD Number: 2919965
Current Firm: Transamerica Retirement Advisors, LLC

Thomas Gross (CRD# 2919965) is an Investment Advisor Representative working at Transamerica Retirement Advisors, LLC in Vestavia Hills, AL and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Investors Securities Corporation Emmaus, PA Jul 2016 - Current 7
Transamerica Retirements Solutions LLC Emmaus, PA Jul 2016 - Current 7
Santander Securities LLC Elysburg, PA Mar 2014 - Jul 2016 2
Santander Bank, N.a. Guaynabo, PR Dec 2013 - Jul 2016 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2004
S66 NASAA Uniform Combined State Law Examination Feb 2008
Contact Info for Thomas C. Gross
Phone Number: 866-368-0566
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    10,355
    MILLIONS
  • Total Number of Accounts
    147,144
    ACCOUNTS
  • Average Account Value
    $70,371
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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