Frank Scott, financial advisor Encinitas CA

Frank Scott

CRD Number: 4029346
Current Firm: Kelley Investments

Frank Scott (CRD# 4029346) is an Investment Advisor Representative working at Kelley Investments in Encinitas, CA and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Kelley Investments Delmar, CA Mar 2006 - Current 18
Scott & Cronin LLP Encinitas, CA Jan 2000 - Current 24
Ceros Financial Services, Inc. South Boston, MA Aug 2009 - Sep 2016 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 1999
S65 NASAA Investment Advisors Law Examination Aug 2018
Contact Info for Frank L. Scott
Phone Number: 858-350-1010
Registered State(s):
  • CA
Current Firm Details
Kelley Investments
Firm's CRD Number: 119099
By the Numbers
  • Total Assets Under Management
    163
    MILLIONS
  • Total Number of Accounts
    330
    ACCOUNTS
  • Average Account Value
    $492,758
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA

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