Alan Goodstein (CRD# 2384297) is an Investment Advisor Representative working at Goodstein Wealth Management LLC in Encino, CA and has over 30 years of experience in the finance industry. Alan Goodstein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Goodstein Wealth Management, LLC | Los Angeles, CA | Apr 2016 - Current | 8 |
| New Horizons, Inc. | Los Angeles, CA | Dec 2015 - Current | 8 |
| Shabaral Inc. | Los Angeles, CA | Jul 2011 - Mar 2018 | 6 |
| Cadaret, Grant & Company, Inc. | Encino, CA | Apr 2010 - Apr 2016 | 6 |
| Goodstein Wealth Management, LLC | Encino, CA | Oct 2001 - Feb 2016 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1993 |
- CA
- TX
-
Total Assets Under Management129MILLIONS
-
Total Number of Accounts420ACCOUNTS
-
Average Account Value$306,550
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA, FL, NH, TN, TX
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