Ethel LopezCRD Number: 5053166
Current Firm: First Republic Investment Management, Inc.
Ethel Lopez (CRD# 5053166) is an Investment Advisor Representative working at First Republic Investment Management, Inc. in Encino, CA and has over 15 years of experience in the finance industry.
Awm Capital, LLC
Wedbush Securities Inc.
Virtue Capital Management, LLC
|First Republic Securities Company, LLC||Los Angeles, CA||Oct 2018 - Current||3|
|First Republic Investment Management, Inc.||Los Angeles, CA||Oct 2018 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Westlake Village, CA||Oct 2005 - Oct 2018||13|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2006|
Total Assets Under Management106,485MILLIONS
Total Number of Accounts53,915ACCOUNTS
Average Account Value$1,975,055
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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