Mark Glattly, financial advisor Encino CA
83 score

Mark Glattly

CRD Number: 870414
Current Firm: Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis

Mark Glattly (CRD# 870414) is an Investment Advisor Representative working at Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis in Encino, CA and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of The West Sherman Oaks, CA Jul 2015 - Current 1
Bancwest Investment Services Sherman Oaks, CA Jul 2015 - Current 1
Td Ameritrade Inc. Beverly Hills, CA Mar 2008 - Jul 2015 7
Uvest Financial Services Group, Inc. Charlotte, NC Jul 2007 - Mar 2008 < 1
Bankers Life & Casualty Culver City, CA Jun 2007 - Mar 2008 < 1
Edward Jones Malibu, CA Aug 2006 - Jun 2007 < 1
Aig Life Brokerage Woodland Hills, CA Feb 2003 - Aug 2006 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Mark J. Glattly
Phone Number: 800-338-3919
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    896
    MILLIONS
  • Total Number of Accounts
    5,218
    ACCOUNTS
  • Average Account Value
    $171,807
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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