Sterling Lane (CRD# 4183515) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Encino, CA and has over 23 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| J.p. Morgan Securities LLC | Westlake Village, CA | Dec 2020 - Current | 3 |
| Wells Fargo Advisors | Pasadena, CA | Jun 2018 - Dec 2020 | 2 |
| Wells Fargo Clearing Services, LLC | Pasadena, CA | Jun 2018 - Dec 2020 | 2 |
| Wells Fargo Clearing Services, LLC | Minneapolis, MN | Oct 2016 - May 2018 | 1 |
| Wells Fargo Advisors | Minneapolis, MN | Oct 2016 - May 2018 | 1 |
| Tiaa | St. Louis, MO | Oct 2015 - Oct 2016 | 1 |
| Tiaa-cref Individual & Institutional Services, LLC | St. Louis, MO | Oct 2015 - Sep 2016 | < 1 |
| Unemployed | Ofallon, IL | Aug 2015 - Sep 2015 | < 1 |
| Wells Fargo Advisors, LLC | St Louis, MO | Mar 2004 - Jul 2015 | 11 |
| Wells Fargo Bank, N.a. | St Louis, MO | Mar 2003 - Jul 2015 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2000 |
| S66 | NASAA Uniform Combined State Law Examination | Jan 2016 |
- CA
- TX
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Total Assets Under Management212,929MILLIONS
-
Total Number of Accounts982,795ACCOUNTS
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Average Account Value$216,656
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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