Tamara Stein, financial advisor Encino CA
83 score

Tamara Stein

CRD Number: 3054581
Current Firm: Hightower Advisors, LLC

Tamara Stein (CRD# 3054581) is an Investment Advisor Representative working at Hightower Advisors, LLC in Encino, CA and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Hightower Advisors, LLC Encino, CA Dec 2015 - Current 1
Hightower Securities, LLC Encino, CA Dec 2015 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Dec 2015 < 1
Morgan Stanley Smith Barney Woodland Hills, CA Apr 2011 - Dec 2015 4
Unemployment Studio City, CA Feb 2010 - Mar 2011 1
Morgan Stanley & Company Incorporated Woodland Hills, CA Jan 2009 - Jan 2010 1
Unemployed Studio City, CA Jan 2008 - Jan 2009 1
Morgan Stanley & Company, Incorporated Woodland Hills, CA Apr 2007 - Jan 2008 < 1
Dean Witter Reynolds Sherman Oaks, CA Mar 2000 - Apr 2007 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Tamara M. Stein
Phone Number: 312-962-3800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    24,600
    MILLIONS
  • Total Number of Accounts
    47,650
    ACCOUNTS
  • Average Account Value
    $516,264
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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