Matthew Adler (CRD# 1021953) is an Investment Advisor Representative working at Ashton Thomas Securities, LLC in Endicott, NY and has over 39 years of experience in the finance industry.
CRD# 4176455
Morgan Stanley
CRD# 2135902
Stifel, Nicolaus & Company, Incorporated
CRD# 4403569
Moors & Cabot, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Excel Securities & Associates, Inc. | Rochester, NY | Jan 2009 - Current | 15 |
| John Hancock Mutual Life Insurance Company | Binghanton, NY | Feb 1981 - Current | 43 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1984 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2009 |
- NY
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Total Assets Under Management409MILLIONS
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Total Number of Accounts1,799ACCOUNTS
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Average Account Value$227,393
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV
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