Paul Brown (CRD# 4420494) is an Investment Advisor Representative working at Lpl Financial LLC in Albany, NY and has over 12 years of experience in the finance industry.
CRD# 1063197
Lpl Financial LLC
CRD# 6091481
The Ayco Company, LP
CRD# 5123632
Cetera Investment Advisers LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Finanial LLC | Albany, NY | Sep 2020 - Current | 3 |
Broadview Federal Cu | Albany, NY | Sep 2020 - Current | 3 |
Key Investment Services | Syracuse, NY | Jul 2019 - Sep 2020 | 1 |
Keybank | Ithaca, NY | Jul 2019 - Sep 2020 | 1 |
Citizens Securities, Inc. | Endicott, NY | Jun 2018 - May 2019 | < 1 |
Citizens Bank | Endicott, NY | Nov 2015 - Jun 2018 | 2 |
M&t Securities, Inc. | Horseheads, NY | Apr 2015 - Nov 2015 | < 1 |
Nci, Inc. | Endicott, NY | Aug 2014 - Mar 2015 | < 1 |
Unemployed | Endicott, NY | Jun 2014 - Aug 2014 | < 1 |
First Investors Corporation | Endicott, NY | Aug 2013 - Jun 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Jan 2012 |
- NY
- PA
- TX
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Total Assets Under Management368,019MILLIONS
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Total Number of Accounts1,688,501ACCOUNTS
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Average Account Value$217,956
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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