Adam Horning (CRD# 4508087) is an Investment Advisor Representative working at Peak Financial Guidance LLC in Greenwood Village, CO and has over 21 years of experience in the finance industry. Adam Horning has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1036566
Buswell Associates, Inc.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Peak Financial Guidance LLC | Parker, CO | Nov 2019 - Current | 4 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jul 2013 - Nov 2019 | 6 |
| Northwestern Mutual Investment Services, LLC | Englewood, CO | Aug 2009 - Nov 2019 | 10 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | May 2006 - Nov 2019 | 13 |
| Northwestern Mutual Investment Services, LLC | Englewood, CO | Aug 2009 - Mar 2016 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2007 |
| S66 | NASAA Uniform Combined State Law Examination | May 2002 |
- CO
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Total Assets Under Management48MILLIONS
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Total Number of Accounts440ACCOUNTS
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Average Account Value$109,755
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CO
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