George Smith, financial advisor Englewood CO

George Smith

CRD Number: 4844156
Current Firm: Ae Wealth Management, LLC

George Smith (CRD# 4844156) is an Investment Advisor Representative working at Ae Wealth Management, LLC in Englewood, CO and has over 19 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Ridgegate Tax, LLC Englewood, CO Nov 2022 - Current 1
Emerson Equity LLC San Mateo, CA Jul 2020 - Current 3
Ae Wealth Management, LLC Topeka, KS Dec 2019 - Current 4
Gibborim Media Greenwood Village, CO Sep 2018 - Current 5
Ridgegate Advisors, LLC Lone Tree, CO Sep 2008 - Current 15
Impact 1031- Dba Of Ridgegate Financial, LLC Greenwood, CO Sep 2008 - Current 15
Ridgegate Insurance, LLC Lone Tree, CO Jul 2003 - Current 20
Madison Avenue Securities, LLC San Diego, CA Dec 2019 - Jul 2020 < 1
Colorado Financial Service Corporation Centennial, CO Sep 2019 - Dec 2019 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jun 2004
S63 Uniform Securities State Law Examination Jun 2020
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for George W. Smith
Phone Number: 866-363-9595
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    21,801
    MILLIONS
  • Total Number of Accounts
    177,044
    ACCOUNTS
  • Average Account Value
    $123,137
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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