George Smith (CRD# 4844156) is an Investment Advisor Representative working at Ae Wealth Management, LLC in Englewood, CO and has over 19 years of experience in the finance industry.
CRD# 1036566
Buswell Associates, Inc.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Ridgegate Tax, LLC | Englewood, CO | Nov 2022 - Current | 1 |
Emerson Equity LLC | San Mateo, CA | Jul 2020 - Current | 3 |
Ae Wealth Management, LLC | Topeka, KS | Dec 2019 - Current | 4 |
Gibborim Media | Greenwood Village, CO | Sep 2018 - Current | 5 |
Ridgegate Advisors, LLC | Lone Tree, CO | Sep 2008 - Current | 15 |
Impact 1031- Dba Of Ridgegate Financial, LLC | Greenwood, CO | Sep 2008 - Current | 15 |
Ridgegate Insurance, LLC | Lone Tree, CO | Jul 2003 - Current | 20 |
Madison Avenue Securities, LLC | San Diego, CA | Dec 2019 - Jul 2020 | < 1 |
Colorado Financial Service Corporation | Centennial, CO | Sep 2019 - Dec 2019 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Jun 2004 |
S63 | Uniform Securities State Law Examination | Jun 2020 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
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Total Assets Under Management21,801MILLIONS
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Total Number of Accounts177,044ACCOUNTS
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Average Account Value$123,137
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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