Lesley Shiffrin, financial advisor Englewood CO
96 score

Lesley Shiffrin

CRD Number: 1421059
Current Firm: Ntb Advisers, A Division Of Neidiger, Tucker, Bruner Inc.

Lesley Shiffrin (CRD# 1421059) is an Investment Advisor Representative working at Ntb Advisers, A Division Of Neidiger, Tucker, Bruner Inc. in Englewood, CO and has over 26 years of experience in the finance industry. Lesley Shiffrin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Neidiger, Tucker, Bruner, Inc. Denver, CO Aug 1998 - Current 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1990
S65 NASAA Investment Advisors Law Examination Dec 1995
Contact Info for Lesley M. Shiffrin
Phone Number: 303-825-1825
Firm Website: http://www.ntbinc.com
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    230
    MILLIONS
  • Total Number of Accounts
    718
    ACCOUNTS
  • Average Account Value
    $320,187
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AZ, CA, CO, DC, FL, GA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, NE, NM, NY, OH, OR, PA, TN, TX, UT, VA, VT, WA

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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